(855) Marcum1 | FOLLOW US  
Marcum LLP
Marcum LLP

SEC Services

Three People Meeting

Marcum is registered with the Public Company Accounting Oversight Board (PCAOB). As one of the leading Assurance Service practices, Marcum's Assurance Division is made up of talented professionals who understand the complex rules associated with regulatory compliance.

Each of our team members receives ongoing education and training, ensuring that you benefit from the most up-to-date service and guidance on SEC accounting and reporting issues. Our professionals are equipped to meet your assurance needs, as well as provide specialized advisory services. As an independent member of Leading Edge Alliance, you will have access to global resources and expertise, along with the responsiveness and personal touch you expect from a local firm.

Contact one of Marcum's regional representatives.



See Event Highlights

2017 Marcum MicroCap Conference


Our professionals can provide you with the following services:
  • Financial statement audits in accordance with PCAOB standards.
  • Tax compliance and advisory services.
  • Due diligence.
  • Agreed-upon procedures and other attest work.
  • Internal audit services.
  • Sarbanes-Oxley Section 404 compliance services and software.
  • Technical accounting assistance.
  • IPO assistance.


SEC Insights

Alert of publicily traded company issues


Reviews/Quality Control

Marcum LLP complies with the quality control standards established by AICPA (American Institute of Certified Public Accountants). We adhere to a program that addresses independence, integrity, and objectivity; personnel management; acceptance and continuance of clients; engagement performance; and monitoring.

Review Department

Marcum's review department serves as a technical resource for guidance with respect to Generally Accepted Accounting Principles (GAAP), Generally Accepted Auditing Standards (GAAS), Securities and Exchange Commission (SEC) Compliance, the standards of the Public Company Accounting Oversight Board (PCAOB), and all other accounting and audit-related issues.

Specialty Audits

In addition to performing audits on financial statements of our regular clients, we perform specialty audits and offer a vast array of services to specialty industries.

Peer Review

SSAE 16 audits

To ensure that Marcum's quality control standards meet, adhere to, and are in compliance with the standards established by the SEC Practice Section of the AICPA, we are reviewed tri-annually by a process called "Peer Review." Peer review consists of a rigorous examination of the Firm's systems, procedures and quality controls relating to the auditing, reviews, and compilations that Marcum performs. It is conducted by an independent CPA firm that issues an opinion based on their analysis. This review dictates that our system of quality control for auditing and accounting practices continue to meet objectives of and comply with the quality control standards established by the AICPA and monitored by the SEC and the PCAOB.

Related SEC Services News

Marcum LLP Leads in IPO Market Share Among Non-Big Four Accounting Firms


Marcum LLP performed more IPO audits than any other non-Big Four accounting firm during the first three quarters of 2017, according to Audit Analytics.

Equities.com reports that the 2017 Marcum MicroCap Conference will help executives and investors understand Washington's impact on small cap companies.


As corporate executives and investors try to piece together their own outlooks, information and networking will be key to identifying opportunities and potential challenges going ....

Benzinga.com interviewed SEC Services leader David Bukzin for an article on the state of the IPO market and the upcoming Marcum MicroCap Conference.


Throughout his 20-plus-years with Marcum LLP, an independent auditor of public companies, David Bukzin has played witness to the contraction of the IPO market.

Long Island Business News spoke with SEC Services Leader David Bukzin about the market's new appetite for special purpose acquisition corporations, or SPACs.


Investors often say it's wise to pick a company based on the people who run it: Management, they say, matters as much as anything else. ....

Long Island Business News interviewed SEC Services Leader David Bukzin about the recovering market for initial public offerings.


The IPO uptick is generating business for big accounting and legal firms as well as investment banks.

Lawrence Kudlow to Keynote Second Day of the 2017 Marcum MicroCap Conference


Economist and financial commentator Lawrence Kudlow will keynote the second day of the 2017 Marcum MicroCap Conference, being presented by accounting and advisory firm Marcum LLP ....

James Carville and Mary Matalin to Keynote Opening Day of 2017 Marcum MicroCap Conference


Political pundits James Carville and Mary Matalin will be the featured keynote speakers on the opening day of the 2017 Marcum MicroCap Conference, on Thursday, June ....

Marcum LLP's SEC Practice Group Tops List for Fastest Growing National Firms


Marcum LLP continued its growth trend in net new SEC clients in 2016. The national accounting and advisory firm completed the year with 10 ....

The Huffington Post spoke with Assurance Services Partner Kim Lamplough for their story on the challenges of taking a company public.


Taking a private company public is nothing short of building a new company on top of an existing company. In the same manner that the ....

Partner David Bukzin, national leader of Marcum's SEC Services Practice, talks IPOs with US News & World Report.


Any Hollywood mogul will tell you that certain givens apply when a star's latest film goes public – the media blitz, the slick promotions, the ....

Marcum LLP Leads in SEC Audit Clients and IPO Market Share for First Half of 2016


The SEC Practice group of Marcum LLP, a top national accounting and advisory services firm, led the accounting industry on two important benchmarks in the ....

Raising Capital Under Regulation A+


Remember when raising funds in the capital markets was only for large companies? Did you think the IPO process was too burdensome and only possible ....

SEC Practice Leader David Bukzin was quoted by Equities.com in its coverage of the IPO Readiness Panel at the 28th Annual ROTH Conference.


The IPO Readiness Panel at the 28th Annual ROTH Conference Tuesday pulled no punches in laying out the daunting task of going public. Long recognized ....

Marcum Leads Non-Big Four Accounting Firms in IPO Audits for 2015


Marcum LLP performed more audits in connection with Initial Public Offerings ("IPOs") in 2015 than all other non-"Big Four" accounting firms, according to industry ....

Marcum Leads Top Firms in Q4 Audit Clients, reports Accounting Today.


Top 100 Firm Marcum took the top spot among large audit firms in bringing in new Securities and Exchange Commission audit clients in the fourth ....

Marcum Leads in Net New SEC Clients for 4th Quarter, Only Firm with Continual Growth in 2015


Marcum LLP, a top national accounting and advisory services firm, led the accounting industry in most net new SEC clients in the fourth quarter of ....

Marcum LLP Featured in Inside Public Accounting Article, "Marcum Leads Non-Big 4 Accounting Firms in IPO Audits."


New York-based Marcum (FY14 gross revenue of $385 million) performed more audits in connection with Initial Public Offerings (IPOs) than all other non-Big 4 accounting ....

Marcum Leads Non-Big Four Accounting Firms in IPO Audits


Marcum LLP performed more audits in connection with Initial Public Offerings ("IPO") than all other non-Big Four accounting firms year-to-date.

Article by Jeffrey Zudeck, Partner-in-Charge, Philadelphia Region, "Microcaps: Understand the Risks and Reap the Rewards," Featured in The Metropolitan Corporate Counsel


Whether you're an issuer or an investor, playing in the microcap arena can be riskier than with other forms of investment, at times significantly so. ....


SEC Services Brochure



Select the region to view contacts.

David C. Bukzin

Vice Chairman
New York, NY



Marcum LLP is one of the largest independent public accounting and advisory services firms in the nation, with offices in major business markets throughout the U.S., as well as Grand Cayman, China and Ireland.

Learn More


750 3rd Avenue, 11th Floor
New York, NY 10017

Find an Office

(855) MARCUM1


Marcum Foundation


Leading Edge Alliance


© 2018 Marcum LLP. All Rights Reserved.
Privacy | Legal | Sitemap