(855) Marcum1 | FOLLOW US  
Marcum LLP
Marcum LLP
News

As Seen In

 

In This Edition

FCPA Compliance & Ethics

FCPA Compliance & Ethics interviewed Partner Jonathan Marks about structuring an internal investigation team.

Featured: Jonathan Marks, Partner, Advisory Services

Share:

Excerpt:

From the senior management's perspective, Marks believes "the key thing there is if there is an issue and there was the ability to either override controls or controls weren't in place or there was something that basically caused this, what do we need to do to assess that? What do we need to do to fix that? What was the root cause for this potential bad behavior? Like I said, how do we fix that or how do we put a plan together in order to fix that or shore that up?" He emphasized this is not the Board's responsibility but that of senior management. Marks also pointed out that while an investigator would probably assume that the Board of Directors had been notified at this point about the issues being investigated, the investigators may want to make certain the Board has been made aware of the incident and investigation.

Click here to read a PDF version of the article >>

 
Featured
Jonathan T. Marks

Partner
Advisory
Philadelphia, PA
 




 
HAVE A QUESTION? ASK MARCUM
 
STAY IN TOUCH.

SIGN UP TODAY FOR MARCUM'S NEWSLETTERS.

ABOUT MARCUM LLP

Marcum LLP is one of the largest independent public accounting and advisory services firms in the nation, with offices in major business markets throughout the U.S., as well as Grand Cayman, China and Ireland.

Learn More

CONNECT WITH US
OFFICES

Headquarters
750 3rd Avenue, 11th Floor
New York, NY 10017

Find an Office

(855) MARCUM1
info@marcumllp.com

FOUNDATION

Marcum Foundation

AFFILIATIONS

Leading Edge Alliance

DOWNLOAD THE MARCUM ON THE GO APP

 
 
© 2017 Marcum LLP. All Rights Reserved.
Privacy | Legal | Sitemap